US SEC Adopts Amendments to Exchange Act Rule 15c2-11 on Securities Quotations
On September 16, 2020, the US Securities and Exchange Commission (SEC) adopted amendments to Rule 15c2-11 under the Securities Exchange Act of 1934. Rule 15c2-11 governs the publication of quotations for securities in a quotation medium other than a national securities exchange — over-the-counter (OTC) securities, in particular. Among other matters, the amendments require information